Self-regulatory organizations

Results: 6954



#Item
921Funds / International Securities Exchange / London Stock Exchange / ETF Securities / Financial economics / Investment / Exchange-traded fund

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 26, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change

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Language: English - Date: 2015-01-27 08:26:48
922Exchange-traded funds / Financial markets / United States securities law / Funds / International Securities Exchange / Securities Exchange Act / IShares / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]January 27, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period fo

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Language: English - Date: 2015-01-28 07:58:22
923Finance / Order / Auction / Short / Algorithmic trading / Solicitation / Chicago Board Options Exchange / Exercise / Exchange-traded fund / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 28, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Instituting Proceedings to Determine Whether to Approve or Di

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Language: English - Date: 2015-01-29 11:20:53
924Financial Industry Regulatory Authority / Financial regulation / Dispute resolution / Securities Exchange Act / Mediation / Arbitration / U.S. Securities and Exchange Commission / Economy of the United States / United States securities law / Self-regulatory organizations / Law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]January 28, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Language: English - Date: 2015-01-29 09:52:03
925Investment / Chicago Board Options Exchange / Implied volatility / Put option / Box spread / Short / Exercise / Call option / Binary option / Financial economics / Options / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 28, 2015 Self-Regulatory Organizations: Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven

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Language: English - Date: 2015-01-29 09:50:46
926Bonds / Government bonds / Bond market indices / Stock market / Barclays Capital Aggregate Bond Index / Bond / Exchange-traded fund / Nuveen Investments / United States Treasury security / Financial economics / Investment / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 29, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equitie

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Language: English - Date: 2015-01-30 07:06:39
927United States Securities and Exchange Commission / Direct Edge / Economy of the United States / Financial economics / Investment / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]January 28, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Language: English - Date: 2015-01-29 09:57:02
928United States securities law / Investment / 73rd United States Congress / United States Securities and Exchange Commission / Economy of the United States / Securities Exchange Act / Futures contract / U.S. Securities and Exchange Commission / Order / Financial economics / Chicago Board Options Exchange / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]January 29, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Chang

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Language: English - Date: 2015-01-30 07:11:20
929Finance / Stock market / United States securities law / International Securities Exchange / Short / Exercise / Market maker / Order / Securities Exchange Act / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]January 22, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of P

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Language: English - Date: 2015-01-23 09:56:36
930Direct Edge / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / Government / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]January 27, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-01-28 07:52:58
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